The following information is published to provide better transparency and support the Board’s mission
to protect the public. If a registrant has been subject to disciplinary action, except for suspension
for non-registration, any disciplinary order(s) since 2001 are listed. These documents provide the actual
disciplinary order of the Board with the findings of fact, conclusions of law, and order requirements.
Individuals and firms are separately regulated so a search of both, if applicable, is more complete.
Some disciplinary orders impact one or more registrants. It is important to realize that disciplinary
orders are a combination of historical and/or current orders. Orders where a registrant has complied with
all the terms of the order are shared for historical reference. Orders where a registrant is still working
towards compliance with the terms of the order are considered current. Please call our office at (602) 364-0804
or send an email to
for any questions about any disciplinary order or orders prior to 2001.
– Registrants are listed by their individual or firm name as they were registered with the Board
at the time the disciplinary order was executed.
- The date of an order’s execution is when the Board made it effective.
Disciplinary Action, Disciplinary Action with Probation or Disciplinary Action with Suspension
action is a regulatory sanction imposed by the Board like an administrative penalty, education or probation that
may be used, in combination with, or as an alternative to, suspension or revocation.